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HomeMy WebLinkAbout2009-12-31 Year End Audited Financial Satements Consolidated Financial Statements of COUNTY OF NEWELL NO.4 Year ended December 31, 2009 Management's Responsibility for the Consolidated Financial Statements The accompanying consolidated financial statements of County of Newell No. 4 (the "County") are the responsibility of the County's management and have been prepared in compliance with legislation, and in accordance with generally accepted accounting principles for local governments established by the Public Sector Accounting Board of The Canadian Institute of Chartered Accountants. A summary of the significant accounting policies are described in Note 1 to the consolidated financial statements. The preparation of financial statements necessarily involves the use of estimates based on management's judgment, particularly when transactions affecting the current accounting period cannot be finalized with certainty until future periods. The County's management maintains a system of internal controls designed to provide reasonable assurance that assets are safeguarded, transactions are properly authorized and recorded in compliance with legislative and regulatory requirements, and reliable financial information is available on a timely basis for preparation of the consolidated financial statements. These systems are monitored and evaluated by management. Council meets with management and the external auditors to review the consolidated financial statements and discuss any significant financial reporting or internal control matters prior to their approval of the consolidated financial statements. The consolidated financial statements have been audited by KPMG LLP, independent external auditors appointed by the County. The accompanying Auditors' Report outlines their responsibilities, the scope of their examination and their opinion on the County's consolidated financial statements. Kevin Stephenson Chief Administrative Officer KPMG KPMG LLP Telephone (403) 380 -5700 Chartered Accountants Fax (403) 380 -5760 500 Lethbridge Centre Tower Internet www.kpmg.ca 400 4th Avenue South Lethbridge AB T1J 4E1 Canada AUDITORS' REPORT To the Reeve and Members of Council County of Newell No. 4 We have audited the consolidated statement of financial position of the County of Newell No. 4 as at December 31, 2009 and the consolidated statements of financial activities, changes in net financial assets and cash flows for the year then ended. These financial statements are the responsibility of the County's management. Our responsibility is to express an opinion on these financial statements based on our audit. We conducted our audit in accordance with Canadian generally accepted auditing standards. Those standards require that we plan and perform an audit to obtain reasonable assurance whether the consolidated financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. In our opinion, these consolidated financial statements present fairly, in all material respects, the financial position of the County as at December 31, 2009 and the results of its financial activities, changes in net financial assets and its cash flows for the year then ended in accordance with Canadian generally accepted accounting principles. zhP Chartered Accountants Lethbridge, Canada February 25, 2010 KPMG LLP is a Canadian limited liability partnership and a member firm of the KPMG network of independent member firms affiliated with KPMG International, a Swiss cooperative. KPMG Canada provides services to KPMG LLP COUNTY OF NEWELL NO.4 Consolidated Statement of Financial Position December 31, 2009, with comparative figures for 2008 2009 2008 (Restated note 2) Financial assets: Cash and temporary investments (note 3) 48,943,069 43,684,075 Taxes and grants in place of taxes receivable (note 4) 563,831 531,793 Trade and other receivables 9,230,081 3,257,618 Land held for resale 31,881 31,881 Investments (note 5) 4,059,851 7,020,845 Notes receivable (note 6) 7,025,877 7,751,709 Other financial assets 13,815 4,181 69,868,405 62,282,102 Financial liabilities: Accounts payable and accrued liabilities 6,983,652 2,075,169 Employee benefit obligations (note 8) 260,097 238,627 Unearned revenue 49,963 44,769 Long -term debt operating (note 9) 6,233,550 6,758,464 Long -term debt capital (note 10) 504,421 579,840 Provision for landfill closure and post closure costs (note 11) 339,849 339,849 Provision for gravel pit closure and post closure costs (note 11) 293,701 295,000 Deposit liabilities (note 3) 180,246 254,330 14, 845, 479 10, 586, 048 Net financial assets 55,022,926 51,696,054 Non- financial assets: Prepaid expenses 150,464 133,191 Tangible Capital Assets (note 7) 73,568,974 48,764,108 Inventory for consumption 945,222 1,234,303 74,664,660 50,131,602 Contingent liabilities (note 20) Accumulated surplus (note 12) $129,687,586 $101,827,656 The accompanying notes are an integral part of these consolidated financial statements. 1 COUNTY OF NEWELL NO. 4 Consolidated Statement of Financial Activities Year ended December 31, 2009, with comparative figures for 2008 Budget 2009 2008 (Unaudited) (Restated note 2) Revenues: Net municipal property taxes (note 13) 27,512,018 27,529,024 25,368,889 Special levies 724,166 725,363 811,565 User fees and sale of goods 694,981 800,859 685,892 Government transfers (note 14) 1,523,975 1,733,210 2,141,579 Penalties and cost of taxes 80,500 112,218 76,391 Investment income 1,000,706 1,448,226 2,388,286 Licenses and permits 35,800 27,125 31,495 Other revenue 120,850 161,852 122,375 Loss on disposal of tangible capital assets (39,478) (30,830) 31,692,996 32,498,399 31,595,642 Expenses (note 15): Legislative 477,450 419,156 411,868 Administration 2,046,275 1,846,899 1,735,325 General 1,626,266 2,350,381 3,285,615 Corporate safety services 279,795 216,334 197,892 Fire and by -law enforcement 1,063,858 953,991 926,748 Disaster and emergency services 15,125 12,314 91,733 Roads, streets, walks and lighting 38,425,266 10,142,187 8,503,831 Water and waste water 14,437,670 13,464,843 2,304,183 Waste management 234,309 234,308 233,743 Family and community support 43,406 41,217 40,880 Municipal planning 257,974 216,496 168,179 Community and agricultural services 1,106,414 1,141,585 1,308,869 Subdivision land and development 325,965 166,050 15,700 Recreation and parks 667,152 701,270 674,439 Culture and library 124,721 137,222 123,720 Other (9,634) 51,649 61,131,646 32,034,619 20,074,374 Excess (deficiency) of revenues over expenses before the undernoted (29,438,650) 463,780 11,521,268 Other: Contributed assets 70,000 624,420 710,670 Government transfers (note 14) 39,748,938 26,771,730 8,426,937 Excess of revenues over expenses 10,380,288 27,859,930 20,658,875 Accumulated surplus, beginning of year 101,614,483 101,827,656 81,168,781 Accumulated surplus, end of year $111,994,771 $129,687,586 $101,827,656 The accompanying notes are an integral part of these consolidated financial statements. 2 COUNTY OF NEWELL NO.4 Consolidated Statement of Change in Net Financial Assets December 31, 2009, with comparative figures for 2008 Budget 2009 2008 (Unaudited) (Restated note 2) Excess of revenues over expenses $10,380,288 27,859,930 20,658,875 Acquisition of tangible capital assets (27,210,062) (4,345,954) Contributed tangible capital assets (70,000) (624,420) (710,670) Proceeds on disposal of tangible capital assets 105,369 726,319 Amortization of tangible capital assets 2,884,769 1,680,964 Loss on disposal of tangible capital assets 39,478 30,830 10,310,288 3,055,064 18,040,364 Use (acquisition) of inventories of supplies 289,081 (80,845) Acquisition of prepaid expenses (17,273) (7,813) Change in net financial assets 10,310,288 3,326,872 17,951,706 Net financial assets, beginning of year 51,696,054 51,696,054 33,744,348 Net financial assets, end of year $62,006,342 55,022,926 51,696,054 The accompanying notes are an integral part of these consolidated financial statements. 3 COUNTY OF NEWELL NO.4 Consolidated Statement of Cash Flows Year ended December 31, 2009, with comparative figures for 2008 2009 2008 (Restated note 2) Cash provided by (used in): Operations: Excess of revenues over expenses 27,859,930 20,658,875 Items not involving cash: Amortization 2,884,769 1,680,964 Contributed assets (624,420) (710,670) Loss on disposal of tangible capital assets 39,478 30,830 Change in non -cash financial assets and liabilities: Taxes and grants in place of taxes receivable (32,038) (152,743) Trade and other receivables (5,972,463) 1,481,387 Other financial assets (9,634) 1,788 Prepaid expenses (17,273) (7,814) Inventory for consumption 289,081 (80,845) Accounts payable and accrued liabilities 4,908,483 (4,260,908) Employee benefit obligations 21,470 12,640 Unearned revenue 5,194 (2,719) Provision for landfill and gravel pit closure and post closure costs (1,299) 55,716 29,351,278 18, 706, 501 Capital activities: Proceeds on disposal of tangible capital assets 105,369 726,319 Cash used to acquire tangible capital assets (27,210,062) (4,345,953) (27,104,693) (3,619,634) Investing activities: Decrease in investments 2,960,994 3,709,500 Advances on notes receivable (30,050) Payments received on notes receivable 725,832 682,398 Division 7 fire shortfall (7,000) 3,686,826 4,354,848 Financing activities: Repayment of long -term debt: operating (524,914) (497,550) capital (75,419) (188,539) Increase (decrease) in deposit liabilities (74,084) 134,417 (674,417) (551,672) Increase in cash 5,258,994 18,890,043 Cash and cash equivalents, beginning of year 43,684,075 24,794,032 Cash and cash equivalents, end of year 48,943,069 43,684,075 The accompanying notes are an integral part of these consolidated financial statements. 4 COUNTY OF NEWELL NO. 4 Notes to Consolidated Financial Statements Year ended December 31, 2009 1. Significant accounting policies: The consolidated financial statements of the County of Newell No. 4 (the "County") are the representations of management prepared in accordance with accounting principles for local governments as established by the Public Sector Accounting Board of the Canadian Institute of Chartered Accountants. Significant aspects of the accounting policies adopted by the County are as follows: (a) Reporting entity: The consolidated financial statements reflect the assets, liabilities, revenues and expenses, changes in net financial assets and cash flows of the County, which comprises of all the organizations that are owned or controlled by the County and are, therefore accountable to the Council for the administration of their financial affairs and resources. All significant inter department transactions and balances are eliminated on consolidation. Taxes levied also include requisitions for educational, health care, social and other external organizations that are not part of the County. The statements exclude trust assets that are administered for the benefit of external parties. (b) Basis of accounting: The financial statements are prepared using the accrual basis of accounting. The accrual basis of accounting records revenue as it is earned and measurable. Expenses are recognized as they are incurred and measurable based upon receipt of goods or services and /or the legal obligation to pay. Funds from external parties and earnings thereon restricted by agreement or legislation are accounted for as deferred revenue until used for the purpose specified. (c) Investments: Investments are recorded at cost. Where there has been a loss in value of an investment other than a temporary decline, the investment is written down to reflect the loss. (d) Requisition over -levy and under -levy: Over levies and under levies arise from the difference between the actual property tax levy made to cover each requisition and the actual amount requisitioned. If the actual levy exceeds the requisition, the over -levy is accrued as a liability and property tax revenue is reduced. Where the actual levy is less than the requisition amount, the under levy is accrued as a receivable and as property tax revenue. Requisition tax rates in the subsequent year are adjusted for any over levies for the prior year. 5 COUNTY OF NEWELL NO. 4 Notes to Consolidated Financial Statements Year ended December 31, 2009 1. Significant accounting policies (continued): (e) Inventories: Land held for resale is recorded at the lower of cost and net realizable value. Cost includes costs for land acquisition and improvements required to prepare the land for servicing such as clearing, stripping, and leveling charges. Related development costs incurred to provide infrastructure such as water and waste water services, roads, sidewalks and street lighting are recorded as capital assets under their respective function. (f) Prepaid local improvements charges: Construction and borrowing costs associated with local improvement projects are recovered through annual special property assessments during the period of the related borrowing. These levies are collectible from property owners for work performed by the County. Where a taxpayer has elected to prepay the outstanding local improvement charge, such amounts are recorded as deferred revenue. Deferred revenue is amortized to revenue on a straight -line basis over the remaining term of the related borrowings. In the event that the prepaid amounts are applied against the related borrowing, the deferred revenue is amortized to the revenue by an amount equal to the debt repayment. (g) Landfill and gravel pit closure and post closure costs: Pursuant to the Alberta Environment Protection and Enhancement Act, the County is required to fund the closure of its landfill site and gravel pits and provide for post closure care. Closure and post closure activities include the final clay cover, landscaping, as well as surface and ground water monitoring, leachate control and visual inspection. The requirement is being provided for over the estimated remaining life of the landfill site and gravel pit based on usage. (h) Government transfers: Government transfers are recognized in the financial statements as revenues in the period that the events giving rise to the transfer occurred, providing the transfers are authorized, all eligibility criteria have been met by the County, and reasonable estimates of the amounts can be made. (i) Non financial assets: Non financial assets are not available to discharge existing liabilities and are held for use in the provision of services. They have useful lives extending beyond the current year and are not intended for sale in the normal course of operations. 6 COUNTY OF NEWELL NO.4 Notes to Consolidated Financial Statements Year ended December 31, 2009 1. Significant accounting policies (continued): (i) Non financial assets (continued): (i) Tangible capital assets: Tangible capital assets are recorded at cost which includes all amounts that are directly attributable to acquisition, construction, development or betterment of the asset. The cost, less residual value, of the tangible capital assets is amortized on a straight -line basis over the estimated useful life as follows: Years Land Improvements 15-45 Buildings 25 -70 Engineered structures 15 -75 Machinery and equipment 5-40 Vehicles 5 -14 Assets under construction are not amortized until the asset is available for productive use. (ii) Contributions of tangible capital assets: Tangible capital assets received as contributions are recorded at fair value at the date of receipt and recorded as revenue. (iii) Inventories Inventories of materials and supplies held for consumption are recorded at the lower of cost and replacement cost with cost determined by the average cost method. (iv) Cultural and historical tangible capital assets: Works of art for display are not recorded as tangible capital assets but are disclosed. (j) Use of estimates: The preparation of the financial statements in conformity with generally accepted accounting principles requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the dates of the financial statements and the reported amounts of revenues and expenses during the reporting periods. The County's implementation of the Public Sector Accounting Handbook PS3150 has required management to make estimates of historical cost where information was not available, and useful lives of tangible capital assets. Contributions of tangible capital assets are recorded at estimated fair value at the date of receipt. Actual results could differ from those estimates. 7 COUNTY OF NEWELL NO. 4 Notes to Consolidated Financial Statements Year ended December 31, 2009 2. Change in accounting policies: The County has implemented Public Sector Accounting Board "PSAB sections PS1200 Financial Statement Presentation and PS3150 Tangible Capital Assets. PS1200 establishes general reporting principles and standards for the disclosure of information in government financial statements. PS3150 requires governments to record and amortize their tangible capital assets in their financial statements. In prior years, tangible capital asset additions were expensed in the year of acquisition or construction. Methods used for determining the cost of each major category of tangible capital assets The financial information recorded includes the actual or estimated historical cost of the tangible capital assets. When historical cost records were not available, other methods were used to estimate the costs and accumulated amortization of the assets. The County applied a consistent method of estimating the replacement or reproduction cost of the tangible capital assets for which it did not have historical cost records, except in circumstances where it could be demonstrated that a different method would provide a more accurate estimate of the cost of a particular type of tangible capital asset. After defining replacement or reproduction cost, the Book Value Calculator was used as a resource for determining appropriate indices in order to deflate the replacement or reproduction cost to an estimated historical cost at the year of acquisition. This change has been applied retrospectively and prior periods have been restated. This change in accounting policy has changed amounts reported in the prior period as follows: Accumulated surplus at January 1, 2008: Operating fund balance 515,524 Capital fund balance (222,371) Reserves 35,498,409 Equity in capital assets 18,241,764 Accumulated surplus, as previously reported 54,033,326 Net book value of tangible capital assets recorded 27,135,455 Accumulated surplus, as restated $81,168,781 Annual surplus for 2008: Excess of revenues, as previously reported $18,040,365 Assets capitalized but previously expensed 4,345,953 Amortization expense not previously recorded (1,680,964) Loss on disposal of tangible capital assets (30,830) Proceeds on disposal previously reported as revenue (726,319) Contributed assets 710,670 Annual surplus, as restated $20,658,875 8 COUNTY OF NEWELL NO. 4 Notes to Consolidated Financial Statements Year ended December 31, 2009 3. Cash and temporary investments: 2009 2008 Cash 16,930,583 2,721,298 Temporary investments (effective average yield 2.2 32,012,486 40,962,777 48,943,069 43,684,075 Included in cash are amounts aggregating $180,246 (2008 $254,330) not available for current use. 2009 2008 Tax sale surplus 14,235 13,652 Public reserve 166,011 240,678 180,246 254,330 4. Taxes and grants in place of taxes receivable: 2009 2008 Current year 279,540 297,544 Arrears 436,631 386,589 716,171 684,133 Allowance for uncollectible taxes (152,340) (152,340) 563,831 531,793 5. Investments: Long -term investments consist of fixed income securities with an effective average yield of 3.48% and an aggregate market value of $4,059,851 (2008 $7,020,845). 9 COUNTY OF NEWELL NO.4 Notes to Consolidated Financial Statements Year ended December 31, 2009 6. Notes receivable: 2009 2008 Newell Foundation This note is repayable in annual installments of $896,630 including interest at 5.5 maturing in 2018. 6,233,549 6,758,464 City of Brooks This note is repayable in annual installments of $131,082 including interest at 5.25 maturing in 2013. 462,122 563,614 Bow Slope Fire Division This note is repayable in annual installments of $32,113 including interest at 4.39 maturing in 2013. 115,503 141,409 Rosemary Fire Division This note is repayable in annual installments of $38,583 including interest at 5.125 maturing in 2010. 36,702 71,615 Rolling Hills Fire division This note is repayable in annual installments of $39,585 including interest at 3.954 maturing in 2014. 178,001 209,607 Division 7 Fire 2008 shortfall 7,000 7,025,877 7,751,709 7. Tangible capital assets: Cost 2008 Additions Disposals 2009 Land 2,343,853 554,170 (12) 2,898,011 Land improvements 118,163 118,163 Buildings 758,732 271,159 1,029,891 Engineering structures 68,225,740 16,255,273 (591,882) 83,889,131 Machinery and equipment 8,283,624 1,371,819 (48,081) 9,607,362 Vehicles 3,156,851 583,833 (425,180) 3,315,504 Work in progress 1,714,835 8,798,228 10,513,063 Total 84,601,798 $27,834,482 (1,065,155) $111,371,125 Accumulated Amortization amortization 2008 Disposals expense 2009 Land improvements 85,967 3,549 89,516 Buildings 358,063 17,013 375,076 Engineering structures 31,833,621 (555,868) 1,856,287 33,134,040 Machinery and equipment 2,177,837 (27,654) 719,537 2,869,720 Vehicles 1,382,202 (336,786) 288,383 1,333,799 Total 35,837,690 (920,308) 2,884,769 37,802,151 10 COUNTY OF NEWELL NO. 4 Notes to Consolidated Financial Statements Year ended December 31, 2009 7. Tangible capital assets (continued): Net book value 2009 2008 Land 2,898,011 2,343,854 Land improvements 28,647 32,196 Buildings 654,815 400,669 Engineering structures 50,755,091 36,392,119 Machinery and equipment 6,737,642 6,105,787 Vehicles 1,981,705 1,774,648 Work in progress 10,513,063 1,714,835 Total 73,568,974 48,764,108 Contributed assets are recognized at fair market value at the date of contribution. The value of contributed assets, comprised of land and engineering structures, received during the year is $624,420 (2008 $710,670). 8. Employee benefit obligation: Vacation The vacation liability is comprised of the vacation that employees are deferring to future years. Employees have either earned the benefits (and are vested) or are entitled to these benefits within the next budgetary year. 9. Long -term debt operating: 2009 2008 Debenture supported with notes receivable 6,233,550 6,758,464 Principal and interest repayments are due as follows: Principal Interest Total 2010 553,785 342,845 896,630 2011 584,243 312,387 896,630 2012 616,377 280,253 896,630 2013 650,277 246,353 896,630 2014 686,043 210,587 896,630 Thereafter 3,142,825 443,697 3,586,522 6,233,550 1,836,122 8,069,672 11 COUNTY OF NEWELL NO. 4 Notes to Consolidated Financial Statements Year ended December 31, 2009 9. Long -term debt operating (continued): Debenture debt is repayable to Alberta Capital Finance Authority and bears interest at 5.5% per annum, before Provincial subsidy, and matures in 2018. Debenture debt is issued on the credit and security of the County of Newell No. 4 at large. Interest on long -term debt amounted to $364,518 (2008 $393,825). The County's total cash payments for interest in 2009 were $371,716 (2008 $399,081). 10. Long -term debt capital: 2009 2008 Tax supported debentures 504,421 579,840 Principal and interest repayments are due as follows: Principal Interest Total 2010 79,271 22,659 101,930 2011 75,459 18,578 94,037 2012 78,860 15,177 94,037 2013 82,418 11,619 94,037 2014 86,139 7,898 94,037 Thereafter 102,274 5,329 107,603 504,421 81,260 585,681 Debenture debt is repayable to Alberta Capital Finance Authority and bears interest at rates ranging from 4.307% to 11.75% per annum, before Provincial subsidy, and matures in periods 2010 through 2018. The average annual interest rate is 7.7% for 2009 (2008 7.7 For qualifying debentures, the Province of Alberta rebates 60% of interest in excess of 8 9% and 11% to a maximum annual rate of 12.5 depending on the date borrowed. Debenture debt is issued on the credit and security of the County of Newell No. 4 at large. Interest on long -term debt amounted to $26,511 (2008 $36,425). The County's total cash payments for interest in 2009 were $26,511 (2008 $36,425). 12 COUNTY OF NEWELL NO.4 Notes to Consolidated Financial Statements Year ended December 31, 2009 11. Provision for landfill and gravel pit closure and post closure costs: Alberta environmental law requires closure and post closure care of landfill sites, which includes final covering and landscaping, pumping of ground water and leachates from the site, and on- going environmental monitoring, site inspections and maintenance. The accrued liability for the remaining post closure costs of the County's landfill and closure and post closure costs for the County's gravel pit is based on an estimate of future discounted costs. The estimated closure and post closure costs for the landfill are $339,849 and $293,701 for the gravel pits, all of which have been accrued in the financial statements. The County has not designated assets for settling closure and post closure liabilities. 12. Accumulated surplus: Equity in tangible Unrestricted capital Total Total net assets assets (1) Reserves (2) 2009 2008 Beginning balance 243,294 $48,184,268 $53,400,094 $101,827,656 81,168,781 Excess of revenues over expenses 27,859,930 27,859,930 20,658,875 Transfer to reserves (43,073,954) 43,073,954 Transfers from reserves 39,851,015 (39,851,015) Amortization of tangible capital assets 2,884,769 (2,884,769) Net book value of assets disposed 144,847 (144,847) Capital assets internally funded (27,210,062) 27,210,062 Contributed capital assets (624,420) 624,420 Principal payment on capital debt (75,419) 75,419 Total $73,064,553 $56,623,033 $129,687,586 $101,827,656 13 COUNTY OF NEWELL NO. 4 Notes to Consolidated Financial Statements Year ended December 31, 2009 12. Accumulated surplus (continued): (1) Equity in tangible capital assets: 2009 2008 (Restated note 2) Tangible capital assets 111,371,124 84,601,798 Accumulated depreciation (37,802,150) (35,837,690) Long -term debt (note 10) (504,421) (579,840) 73,064,553 48,184,268 (2) Reserves are comprised of funds internally restricted as follows: 2009 2008 Operating: Annual Paving Tax 15,789,210 17,119,006 Municipal surplus 8,233,603 7,849,832 Debt reduction 1,509,116 1,475,324 Future expenditures 1,634,408 1,500,666 Brooks Recreation Centre 462,122 563,614 Secondary highway #847 679,185 660,377 Special road project 1,292,168 789,237 Hard surface 295,862 290,257 Bow Slope fire truck 115,503 141,409 Secondary highway #862 273,116 263,710 Rosemary fire truck 36,702 71,615 Public transportation 115,030 105,625 Agriculture Service Board 19,120 20,501 Office renovations 152,323 100,200 Purchase of gravel 128,746 125,307 Planning 105,429 102,833 Road work 111,120 689,837 Fire truck 92,406 41,126 Gravel crushing 62,672 60,958 Public works other 34,885 34,020 Shop 15,874 15,443 Economic Development 115,426 63,696 Municipal Infrastructure Program 1,010,926 Reg. H2O Supply System Reserve 3,702,839 1,711,483 34,976,865 34,807,002 14 COUNTY OF NEWELL NO.4 Notes to Consolidated Financial Statements Year ended December 31, 2009 12. Accumulated surplus (continued): (2) Reserves (continued): 2009 2008 Operating: Brought forward 34,976,865 34,807,002 Municipal Sustainability Initiative 4,147,145 4,057,423 Water and waste water 8,713,787 8,430,817 Rolling Hills fire truck 178,001 209,607 48,015,798 47,504,849 Capital: Machinery and equipment 2,105,199 2,970,446 Future expenditures general administration 5,972,528 2,378,753 Vehicle replacement 442,293 451,730 Rolling Hills water and sewer 33,288 33,288 Scandia water reservoir 20,428 20,428 Patricia sewer 23,500 29,500 Lake Newell sewer 10,000 10,000 Parks 1,100 8,607,236 5,895,245 56,623,034 53,400,094 13. Net municipal property taxes: Budget 2009 2008 (Unaudited) Taxation: Real property taxes 12,689,274 12,638,657 12,394,564 Linear property taxes 27,140,020 27,206,532 25,644,797 Government grants in place of property taxes 285,745 286,551 38,173 40,115,039 40,131,740 38,077,534 Requisitions: Alberta School Foundation Fund 12,018,493 12,018,189 12,272,686 Newell Foundation 584,528 584,527 435,959 12, 603, 021 12, 602, 716 12, 708, 645 27,512,018 27,529,024 25,368,889 15 COUNTY OF NEWELL NO. 4 Notes to Consolidated Financial Statements Year ended December 31, 2009 14. Government transfers: Budget 2009 2008 (Unaudited) Transfers for operating: Provincial government 1,370,523 1,618,698 2,007,277 Federal government 6,500 5,598 29,660 Local government 146,952 108,914 104,642 1,523,975 1,733,210 2,141,579 Transfers for capital: Provincial government 35,911,753 23,093,670 7,912,046 Local government 3,837,185 3,678,060 514,891 39,748,938 26,771,730 8,426,937 41,272,913 28,504,940 10,568,516 15. Expenditures by object: Budget 2009 2008 (Unaudited) Salaries, wages and benefits 6,063,926 5,499,995 5,395,633 Contracted and general services 35,324,412 4,850,898 4,314,291 Materials, goods, supplies and utilities 2,552,776 2,009,729 2,217,314 Transfers to organizations 16,642,703 16,327,408 5,932,034 Bank charges and short-term interest 700 528 563 Interest on long -term debt 398,229 391,030 428,683 Other expenditures 148,900 70,262 104,892 Amortization 2,884,769 1,680,964 61,131,646 32,034,619 20,074,374 16. Trust funds: 2009 2008 Scholarship funds: Land of Promise Scholarship 8,951 8,964 John W. Smidstrup Scholarship 64,125 8,951 73,089 The above trust funds are not recorded in the financial statements (note 1(a)). 16 COUNTY OF NEWELL NO.4 Notes to Consolidated Financial Statements Year ended December 31, 2009 17. Salary and benefits disclosure: Disclosure of salaries and benefits for elected municipal officials and the chief administrative officer as required by provincial regulation is as follows: 2009 2008 Benefits Salary (1) Allowances (2) Total Total Council: Reeve 6,000 6,000 6,000 Division 1 23,250 3,782 27,032 33,764 Division 2 30,840 593 31,433 29,467 Division 3 30,060 4,086 34,146 35,845 Division 4 23,625 1,126 24,751 24,624 Division 5 25,620 3,888 29,508 27,619 Division 6 26,535 3,929 30,464 26,467 Division 7 24,870 3,854 28,724 30,957 Division 8 27,204 1,285 28,489 26,487 Division 9 34,260 1,881 36,141 34,748 Division 10 30,810 2,228 33,038 31,407 283,074 26,652 309,726 307,385 Chief Administrative Officer 147,697 31,508 179,205 166,375 Designated officers (1) 90,477 18,347 108,824 100,475 1) Salary includes regular base pay, bonuses, overtime, lump sum payments, gross honoraria and any other direct cash remuneration. 2) Benefits and allowances include the employer's share of all employee benefits and contributions or payments made on behalf of employees including pension, health care, dental coverage, vision coverage, group life insurance, accidental disability and dismemberment insurance, long and short-term disability plans, professional memberships and tuition. Benefits and allowances figures also include the employer's share of the costs of additional taxable benefits including special leave with pay, financial planning services, retirement planning services, concessionary loans, travel allowances, car allowances, and club memberships, if applicable. 17 COUNTY OF NEWELL NO. 4 Notes to Consolidated Financial Statements Year ended December 31, 2009 18. Debt limits: Section 276(2) of the Municipal Government Act requires that debt and debt limits as defined by Alberta Regulation 255/00 for the County be disclosed as follows: 2009 2008 Total debt limit 48,747,599 48,529,187 Total debt 6,737,971 7,338,304 42,009,628 41,190,883 2009 2008 Debt servicing limit 8,124,600 8,088,198 Debt servicing 998,560 998,560 7,126,040 7,089,638 The debt limit is calculated at 1.5 times revenue of the County (as defined in Alberta Regulation 255/00) and the debt service limit is calculated at 0.25 times such revenue. Incurring debt beyond these limitations requires approval by the Minister of Municipal Affairs. These thresholds are guidelines used by Alberta Municipal Affairs to identify municipalities which could be at financial risk if further debt is acquired. The calculation taken alone does not represent the financial stability of the County. Rather, the financial statements must be interpreted as a whole. 19. Local authorities pension plan: The County participates in a multi employer defined benefit pension plan. This plan is accounted for as a defined contribution plan. Employees of the County participate in the Local Authorities Pension Plan (LAPP), which is one of the plans covered by the Public Sector Pension Plans Act. The LAPP serves about 189,149 people and about 411 employers. The LAPP is financed by employer and employee contributions and investment earnings of the LAPP fund. Contributions for current service are recorded as expenditures in the year in which they become due. The County is required to make current service contributions to the Plan of 8.46% of pensionable earnings up to the year's maximum pensionable earnings under the Canada Pension Plan and 11.66% on pensionable earnings above this amount. Employees of the County are required to make current service contributions of 7.46% of pensionable salary up to the year's maximum pensionable salary and 10.66% on pensionable salary above this amount. Total current service contributions by the County to the LAPP in 2009 were $308,975 (2008 $228,191). Total current service contributions by the employees of the County to the LAPP in 2009 were $276,072 (2008 $201,616). At December 31, 2008, the LAPP disclosed an actuarial deficiency of $4,414 million (2007 $1,183.3 million). 18 COUNTY OF NEWELL NO.4 Notes to Consolidated Financial Statements Year ended December 31, 2009 20. Contingent liabilities: The County of Newell No. 4 is a member of the Alberta Municipal Insurance Exchange (MUNIX). Under the terms of membership, the County of Newell No. 4 could become liable for its proportionate share of any claim losses in excess of the funds held by the exchange. Any liability incurred would be accounted for as a current transaction in the year the losses are determined. The County has been named defendant in a legal action claiming damages in the amount of $160,000. In the opinion of management this matter is without substantial merit and no provision has been made in the accounts. 21. Financial instruments: It is management's opinion that the County is not exposed to significant interest, currency or credit risk arising from these financial instruments. Unless otherwise noted, the fair values of these financial instruments approximate their carrying values. 22. Budget data: The unaudited budget data presented in these consolidated financial statements is based upon the 2009 operating and capital budgets approved by Council on December 23, 2008 and any subsequent budget adjustments. Amortization was not contemplated on development of the budget and, as such, has not been included. 23. Approval of financial statements: These financial statements were approved by Council and Management. 24. Comparative figures: Certain 2008 comparative figures have been reclassified to conform with the financial statement presentation adopted in the current year. 19